Liu, Ying (SFC:BHK372) 劉影
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2021-06-30 | 2022-03-15 | Rep | Advising on securities | 2021-06-30 | 2022-03-15 | Rep | Dealing in securities | 2021-06-30 | 2022-03-15 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-06-06 | 2018-07-02 | Rep | Dealing in securities | 2017-06-06 | 2018-07-02 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2016-04-29 | 2016-11-22 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2016-04-29 | 2016-11-22 | Rep | Dealing in securities | 2016-04-29 | 2016-11-22 |
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