Xu, Shaobo (SFC:BHK027) 許少波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-07 | 2021-06-21 |
| 2 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-07 | 2019-10-02 | RO | Advising on corporate finance | 2019-10-02 | 2021-06-21 |
| 3 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-04-28 | 2018-08-26 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-28 | 2018-08-26 |
| 5 | Zero2IPO Capital Limited | Rep | Advising on corporate finance | 2021-12-21 | 2022-01-20 | RO | Advising on corporate finance | 2022-01-20 |
| 6 | Zero2IPO Securities Limited | Rep | Dealing in securities | 2021-10-06 |
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