Gupta, Gaurav (SFC:BHK454)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Auroville Investment Management (HK) Limited | Rep | Asset management | 2018-02-22 | 2020-01-31 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-05-03 | 2017-08-07 | Rep | Dealing in securities | 2016-05-03 | 2017-08-07 |
| 3 | Rockhampton Management Limited | Rep | Asset management | 2021-05-17 | 2023-05-05 |
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