Lam, Gordon Chun Ming 林俊明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beagle Asset Management Company Limited | Rep | Advising on securities | 2022-08-30 | 2022-09-15 | Rep | Asset management | 2022-08-30 | 2022-09-15 | RO | Advising on securities | 2022-09-15 | RO | Asset management | 2022-09-15 |
| 2 | Beijing Securities Limited | Rep | Advising on securities | 2016-05-06 | 2017-08-31 | Rep | Dealing in securities | 2016-05-06 | 2017-08-31 | Rep | Advising on securities | 2017-10-03 | 2018-08-14 | Rep | Dealing in securities | 2017-10-03 | 2018-08-14 |
| 3 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2018-12-17 | 2019-01-11 | RO | Advising on securities | 2019-01-11 | 2021-07-31 | RO | Asset management | 2019-01-11 | 2021-07-31 |
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