Yap, Byron 葉伯麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-28 | 2021-12-31 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2020-06-15 | 2021-12-31 | Rep | Advising on securities | 2020-07-08 | 2021-12-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2019-04-16 | 2020-01-08 | Rep | Dealing in futures contracts | 2019-05-10 | 2020-01-08 |
| 4 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2016-05-19 | 2019-03-20 | Rep | Asset management | 2016-05-19 | 2019-03-20 | Rep | Dealing in securities | 2016-05-19 | 2019-03-20 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-07 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-05-05 | 2016-05-07 | Rep | Dealing in securities | 2016-05-05 | 2016-05-07 |
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