Wong, Nicholas Cho Fai 黃祖輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DRAKE & MORGAN LIMITED (HK) | Rep | Advising on corporate finance | 2004-04-06 | Rep | Advising on securities | 2004-04-06 | Rep | Asset management | 2004-04-06 | Rep | Dealing in securities | 2004-04-06 |
| 2 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-06 | Rep | Asset management | 2004-04-06 | Rep | Dealing in futures contracts | 2004-04-06 |
| 3 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-04-27 | 2004-12-10 |
| 4 | Vantum Futures Limited | Rep | Dealing in futures contracts | 2004-04-27 | 2004-12-10 |
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