Xu, Wenyan 許文彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-05-18 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-05-11 | 2017-10-04 | Rep | Dealing in securities | 2016-05-11 | 2017-10-04 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-08-12 | Rep | Advising on securities | 2021-09-03 | Rep | Dealing in securities | 2021-09-03 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-08-24 | 2021-07-09 |
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