Lau, Ricky Wai Kei (SFC:AMF971) 劉偉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | M3 Capital Partners (HK) Limited | Rep | Advising on securities | 2019-03-04 | 2019-05-16 | Rep | Dealing in securities | 2019-03-04 | 2019-05-16 |
| 2 | TPG Capital, Limited | Rep | Advising on securities | 2012-03-07 | 2017-11-30 | Rep | Dealing in securities | 2012-03-07 | 2017-11-30 | RO | Advising on securities | 2017-11-30 | 2019-01-01 | RO | Dealing in securities | 2017-11-30 | 2019-01-01 |
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