Lau, Yuk Lim 劉旭濂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-07-20 | 2020-05-27 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-05-18 | 2020-05-27 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2020-06-29 | 2022-08-21 |
| 4 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2020-06-29 | 2022-08-21 |
| 5 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2023-02-28 | Rep | Dealing in securities | 2023-02-28 |
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