Hope, Rupert Dickie (SFC:BHM098)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2016-05-17 | 2016-05-21 | Rep | Dealing in securities | 2016-05-17 | 2016-05-21 | Rep | Advising on securities | 2016-09-22 | 2016-09-26 | Rep | Dealing in securities | 2016-09-22 | 2016-09-26 | Rep | Advising on securities | 2017-11-13 | 2017-11-14 | Rep | Dealing in securities | 2017-11-13 | 2017-11-14 | Rep | Advising on securities | 2018-06-11 | 2018-06-12 | Rep | Dealing in securities | 2018-06-11 | 2018-06-12 |
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