Wong, Ho Wai (SFC:BHJ814) 黃浩瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2021-08-23 | Rep | Dealing in securities | 2021-08-23 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-08-23 | |
| 3 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-25 | 2019-11-30 |
| 4 | NEW SPRING CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-24 | 2016-12-31 |
| 5 | Octal Capital Limited | Rep | Advising on corporate finance | 2017-01-09 | 2018-10-14 | Rep | Dealing in securities | 2017-01-09 | 2018-10-14 |
| 6 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-12-19 | 2021-08-06 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-12-19 | 2021-08-06 |
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