Wong, Chiu 王超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-29 | 2020-09-27 | Rep | Advising on securities | 2020-04-14 | 2020-09-27 | Rep | Dealing in futures contracts | 2020-04-14 | 2020-09-27 |
| 2 | New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2020-10-20 | 2022-05-31 | Rep | Dealing in securities | 2020-10-20 | 2022-05-31 | Rep | Asset management | 2021-09-27 | 2022-05-31 |
| 3 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2016-05-24 | 2017-11-20 | Rep | Dealing in securities | 2016-05-24 | 2017-11-20 |
| 4 | TradArt Asset Management Co., Limited | Rep | Advising on securities | 2022-06-24 | 2022-08-22 | Rep | Asset management | 2022-06-24 | 2022-08-22 | RO | Advising on securities | 2022-08-22 | RO | Asset management | 2022-08-22 |
| 5 | Wonderland International Asset Management Limited | Rep | Asset management | 2019-02-12 | 2020-09-27 |
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