Li, Xinyi (SFC:BHO437) 李心怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2022-03-15 | 2023-04-06 | Rep | Dealing in securities | 2022-03-15 | 2023-04-06 |
| 2 | Conning Asia Pacific Limited | Rep | Advising on securities | 2016-06-01 | 2018-03-01 | Rep | Dealing in securities | 2016-06-01 | 2018-03-01 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2018-03-14 | 2021-10-13 | Rep | Advising on securities | 2019-04-01 | 2021-10-13 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2023-04-25 | Rep | Dealing in securities | 2023-04-25 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2023-04-25 |
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