Lee, Ki Cheong 李奇昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-17 | 2024-03-14 | Rep | Asset management | 2023-01-17 | 2024-03-14 |
| 2 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2022-02-21 | 2022-03-31 |
| 3 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2022-02-21 | 2022-03-31 | Rep | Dealing in securities | 2022-02-21 | 2022-03-31 |
| 4 | LT Finance Management Limited | Rep | Advising on securities | 2016-06-01 | 2018-05-09 |
| 5 | LT Securities Limited | Rep | Dealing in securities | 2016-06-01 | 2018-05-09 | Rep | Dealing in futures contracts | 2017-06-19 | 2018-05-09 |
| 6 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2022-04-26 | 2022-12-12 | Rep | Asset management | 2022-04-26 | 2022-12-12 | Rep | Dealing in securities | 2022-04-26 | 2022-12-12 |
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