Liu, Shuiyin 劉水茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2018-07-27 | 2019-10-19 | Rep | Asset management | 2018-07-27 | 2019-10-19 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-03-24 | 2021-06-30 | Rep | Advising on securities | 2021-03-24 | 2021-06-30 | Rep | Asset management | 2021-03-24 | 2021-06-30 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-03-24 | 2021-06-30 | Rep | Asset management | 2021-03-24 | 2021-06-30 | Rep | Dealing in securities | 2021-03-24 | 2021-06-30 |
| 4 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-06-06 | 2018-06-15 | Rep | Asset management | 2016-06-06 | 2018-06-15 |
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