Ho, Henry Hin Hung 何顯鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-05-08 | 2008-11-14 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-08-23 | 2008-04-09 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-06-19 | Rep | Advising on securities | 2004-06-19 | Rep | Asset management | 2004-06-19 | Rep | Automated trading services | 2004-06-19 | Rep | Dealing in securities | 2004-06-19 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-08-17 | 2007-05-28 |
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