Xia, Xiaoting 夏晓婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-08-27 | 2021-10-08 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2021-08-27 | 2021-10-08 | Rep | Dealing in securities | 2021-08-27 | 2021-10-08 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-23 | 2021-08-13 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-23 | 2021-08-13 | Rep | Advising on securities | 2020-03-26 | 2021-08-13 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-29 | Rep | Dealing in futures contracts | 2021-10-29 | Rep | Dealing in securities | 2021-10-29 | Rep | Asset management | 2021-11-22 | 2022-03-15 |
| 6 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2016-06-08 | 2017-03-15 |
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