Wu, Tsung Hsien 吳宗憲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ever Fountain Asset Management Limited | Rep | Asset management | 2019-10-14 | 2023-12-28 | RO | Advising on securities | 2019-10-14 | 2023-12-28 |
| 2 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2019-06-13 | 2019-09-30 | Rep | Dealing in securities | 2019-06-13 | 2019-09-30 | Rep | Asset management | 2019-07-15 | 2019-09-30 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-06-08 | 2018-05-31 | Rep | Dealing in futures contracts | 2016-06-08 | 2019-04-11 | Rep | Advising on securities | 2018-03-07 | 2018-05-31 | RO | Advising on securities | 2018-05-31 | 2019-04-11 | RO | Dealing in securities | 2018-05-31 | 2019-04-11 |
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