To, Derek Kai Chung 杜啟聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2018-09-05 | RO | Dealing in futures contracts | 2018-09-05 | 2023-07-04 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-10 | 2019-07-31 | Rep | Advising on securities | 2018-09-04 | 2019-07-31 | RO | Advising on securities | 2019-07-31 | 2023-07-04 | RO | Dealing in securities | 2019-07-31 | 2023-07-04 |
| 3 | CICC US Securities (Hong Kong) Limited | RO | Dealing in securities | 2023-03-08 | 2023-07-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy