Dai, Letian (SFC:BHP288)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2016-06-13 | 2018-07-13 |
| 2 | TR Advisors Limited | Rep | Advising on securities | 2022-08-29 | |
| 3 | TR Advisors Limited | Rep | Asset management | 2021-06-23 | |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2016-06-13 | 2018-07-13 |
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