Li, Xiyin 李夕吟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-06-14 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-06-14 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2022-06-14 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2016-06-13 | 2016-10-31 | Rep | Dealing in securities | 2016-06-13 | 2016-10-31 | Rep | Advising on futures contracts | 2016-06-13 | 2018-09-14 | Rep | Dealing in futures contracts | 2016-06-13 | 2018-09-14 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-06-15 | 2022-02-23 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-07-04 | 2022-02-23 | Rep | Dealing in securities | 2019-07-04 | 2022-02-23 |
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