Yung, Siu Wa 翁少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DSG Asset Management (HK) Company Limited | RO | Asset management | 2015-11-18 | 2017-10-31 |
| 2 | DSG Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-11-28 | 2017-10-31 | Rep | Dealing in securities | 2016-11-28 | 2017-10-31 |
| 3 | ONE Asset Management (HK) Company Limited | RO | Advising on securities | 2019-05-22 | 2023-03-01 | RO | Asset management | 2019-05-22 | 2023-03-01 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2017-12-28 | 2018-02-09 | RO | Asset management | 2018-02-09 | 2018-10-25 | RO | Advising on securities | 2018-10-08 | 2018-10-25 | RO | Dealing in securities | 2018-10-08 | 2018-10-25 |
| 5 | Summit Asset Management Company Limited | RO | Advising on securities | 2023-12-15 | RO | Asset management | 2023-12-15 |
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