To, Man Man Judy 杜文雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2017-06-05 | 2020-07-17 | Rep | Asset management | 2017-06-05 | 2020-07-17 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2017-06-05 | 2020-07-17 | Rep | Asset management | 2017-06-05 | 2020-07-17 | Rep | Dealing in securities | 2017-06-05 | 2020-07-17 |
| 3 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-06-14 | 2017-06-01 | Rep | Asset management | 2016-06-14 | 2017-06-01 | Rep | Dealing in securities | 2016-06-14 | 2017-06-01 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-01-06 |
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