To, Ka Yan (SFC:BHP839) 杜嘉茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Majestic Dragon Financial Services Limited | RO | Advising on securities | 2021-01-28 | RO | Asset management | 2021-01-28 |
| 2 | Tiger Securities Asset Management Company Limited | Rep | Asset management | 2018-10-09 | 2019-07-31 |
| 3 | VICTORY SECURITIES COMPANY LIMITED | Rep | Asset management | 2019-08-09 | 2020-12-22 |
| 4 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-14 | 2017-01-26 | Rep | Dealing in securities | 2016-06-14 | 2017-01-26 |
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