Liu, Nuo 劉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2019-04-30 | 2020-10-08 | Rep | Dealing in securities | 2019-04-30 | 2020-10-08 |
| 2 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-09-28 | 2018-11-23 | Rep | Asset management | 2017-09-28 | 2018-11-23 | Rep | Dealing in securities | 2017-09-28 | 2018-11-23 |
| 3 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-06-16 | 2017-03-27 | Rep | Asset management | 2016-06-16 | 2017-03-27 |
| 4 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-16 | 2017-03-27 |
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