Sun, Ziyi 孫子易
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2016-06-21 | 2016-12-07 | Rep | Dealing in securities | 2016-06-21 | 2016-12-07 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-12-23 | 2021-03-05 | Rep | Advising on securities | 2016-12-23 | 2021-03-05 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2016-12-23 | 2021-03-05 | Rep | Dealing in securities | 2016-12-23 | 2021-03-05 |
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