Gong, Shu (SFC:BHN018) 龔舒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2016-06-23 | 2016-08-13 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2016-06-23 | 2016-08-13 |
| 3 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-11-08 | 2022-06-22 |
| 4 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-11-08 | 2022-06-22 |
| 5 | CR Wealth and Asset Management Limited | Rep | Asset management | 2020-03-02 | 2022-06-22 |
| 6 | CR Wealth and Asset Management Limited | Rep | Advising on securities | 2021-02-08 | 2022-06-22 |
| 7 | CR Wealth and Asset Management Limited | Rep | Dealing in securities | 2021-02-08 | 2022-06-22 |
| 8 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2022-12-08 | 2023-04-21 |
| 9 | China Sunrise Asset Management Limited | Rep | Asset management | 2022-12-08 | 2023-04-21 |
| 10 | China Sunrise Asset Management Limited | Rep | Dealing in securities | 2022-12-08 | 2023-04-21 |
| 11 | CMB International Securities Limited | Rep | Advising on securities | 2023-05-19 | |
| 12 | CMB International Securities Limited | Rep | Dealing in securities | 2023-05-19 | |
| 13 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-03-19 |
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