Zhang, Shaoqing 張小卿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-07-28 | 2018-12-01 | Rep | Advising on securities | 2017-07-28 | 2018-12-01 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2016-06-24 | 2017-06-30 | Rep | Asset management | 2016-06-24 | 2017-06-30 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2017-07-28 | 2018-12-01 | Rep | Dealing in securities | 2017-07-28 | 2018-12-01 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-13 | Rep | Dealing in securities | 2019-03-13 | Rep | Advising on corporate finance | 2019-03-13 | 2021-02-09 | Rep | Asset management | 2021-02-09 |
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