Yam, Joseph Chung Man 任仲文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-27 | 2017-10-24 | Rep | Dealing in securities | 2016-06-27 | 2017-10-24 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-06-27 | 2017-10-24 |
| 3 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-20 | |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-08-20 | |
| 5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2018-01-19 | 2019-09-11 | Rep | Dealing in securities | 2018-01-19 | 2019-09-11 |
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