Zhang, Zhoubo 張洲博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2021-03-25 | 2022-03-04 | Rep | Dealing in securities | 2021-03-25 | 2022-03-04 | Rep | Dealing in futures contracts | 2021-04-20 | 2022-03-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-05-10 | 2023-08-03 | Rep | Dealing in securities | 2022-05-10 | 2023-08-03 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-06-27 | 2018-04-23 | Rep | Dealing in securities | 2016-06-27 | 2018-04-23 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-10-08 | 2021-02-25 | Rep | Dealing in securities | 2019-10-08 | 2021-02-25 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-31 | 2019-04-04 | Rep | Dealing in securities | 2018-05-31 | 2019-04-04 |
| 6 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2023-11-03 |
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