Dong, Na 董納
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-04-14 | 2023-08-31 | Rep | Dealing in securities | 2020-04-14 | 2023-08-31 |
| 2 | CR Wealth and Asset Management Limited | Rep | Asset management | 2020-04-14 | 2023-08-31 | RO | Advising on securities | 2020-10-14 | 2022-03-08 | RO | Dealing in securities | 2020-10-14 | 2022-03-08 | Rep | Advising on securities | 2022-03-08 | 2023-08-31 | Rep | Dealing in securities | 2022-03-08 | 2023-08-31 |
| 3 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-09-04 | 2020-04-01 |
| 4 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-06-29 | 2020-04-01 | Rep | Dealing in securities | 2016-06-29 | 2020-04-01 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-06-29 | 2020-04-01 | Rep | Advising on securities | 2017-05-12 | 2020-04-01 |
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