Paik, Seung Hwan 白昇桓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2016-06-30 | 2016-12-12 | Rep | Dealing in securities | 2016-06-30 | 2016-12-12 |
| 2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2017-04-06 | 2018-08-31 | Rep | Dealing in securities | 2017-04-06 | 2018-08-31 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Dealing in futures contracts | 2018-09-12 | 2020-09-07 | Rep | Dealing in securities | 2018-09-12 | 2020-09-07 |
| 4 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-10-07 | 2022-12-31 | RO | Dealing in futures contracts | 2021-05-14 | 2022-12-31 |
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