Yau, Tung Shing 邱東成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DL SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2020-07-13 | 2021-03-01 | RO | Advising on corporate finance | 2021-03-01 | 2022-04-30 |
| 2 | DRACO CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-01-22 | 2020-06-05 |
| 3 | EUTO CAPITAL PARTNERS LIMITED | Rep | Advising on corporate finance | 2016-06-30 | 2018-04-06 |
| 4 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-04-18 | 2018-12-31 | Rep | Dealing in securities | 2018-05-23 | 2018-12-31 |
| 5 | SILVERBRICKS SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2022-08-30 |
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