Chan, Ka Kin (SFC:BHS185) 陳家建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Advising on securities | 2018-09-03 | 2020-09-11 | Rep | Asset management | 2018-09-03 | 2020-09-11 | Rep | Dealing in securities | 2018-09-03 | 2020-09-11 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2022-07-26 | |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2022-07-26 | Rep | Asset management | 2022-07-26 |
| 4 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2017-09-20 | 2018-08-05 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-06-30 | 2017-08-19 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-06-30 | 2017-08-19 |
| 7 | SoFi Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-09-28 | 2021-03-09 | Rep | Dealing in securities | 2020-09-28 | 2021-03-09 |
| 8 | uSmart Securities Limited | Rep | Advising on securities | 2021-04-07 | 2022-06-02 | Rep | Dealing in securities | 2021-04-07 | 2022-06-02 | Rep | Asset management | 2021-05-03 | 2022-06-02 |
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