Zhao, Yang (SFC:BHR796) 趙暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2022-11-11 | |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-10-21 | 2022-05-11 |
| 3 | PROBITAS HONG KONG LIMITED | Rep | Advising on securities | 2016-06-30 | 2017-08-08 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-21 | 2022-05-11 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2022-10-12 | |
| 6 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-10-21 | 2022-05-11 |
| 7 | PROBITAS HONG KONG LIMITED | Rep | Dealing in securities | 2016-06-30 | 2017-08-08 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2022-11-11 |
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