Chen, Si (SFC:BHT155)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2016-07-05 | 2017-12-29 | Rep | Asset management | 2016-07-05 | 2017-12-29 | Rep | Dealing in securities | 2016-07-05 | 2017-12-29 |
| 2 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2018-02-09 | Rep | Asset management | 2018-02-09 |
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