Gao, Dong (SFC:BHT018) 高東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-25 | 2019-10-04 | Rep | Asset management | 2019-01-25 | 2019-10-04 | Rep | Dealing in securities | 2019-01-25 | 2019-10-04 | RO | Advising on securities | 2019-10-04 | 2023-05-25 | RO | Asset management | 2019-10-04 | 2023-05-25 | RO | Dealing in securities | 2019-10-04 | 2023-05-25 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2016-07-05 | 2018-05-29 | Rep | Asset management | 2016-07-05 | 2018-05-29 | Rep | Dealing in securities | 2016-07-05 | 2018-05-29 | RO | Advising on securities | 2018-05-29 | 2019-01-09 | RO | Asset management | 2018-05-29 | 2019-01-09 | RO | Dealing in securities | 2018-05-29 | 2019-01-09 | RO | Advising on securities | 2022-11-22 | 2023-05-25 | RO | Asset management | 2022-11-22 | 2023-05-25 | RO | Dealing in securities | 2022-11-22 | 2023-05-25 |
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