Yang, Xuan (SFC:BHS899)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-07-06 | 2022-08-12 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2022-08-25 | 2023-02-24 |
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