Xie, Dan (SFC:BHT121) 謝丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-07-07 | 2016-07-15 | Rep | Dealing in securities | 2017-04-18 | 2017-04-26 | Rep | Dealing in securities | 2017-07-13 | 2017-07-28 | Rep | Dealing in securities | 2018-01-25 | 2018-02-01 | Rep | Dealing in securities | 2019-06-04 | 2019-06-14 | Rep | Dealing in securities | 2019-11-04 | 2019-11-15 |
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