Li, Yuan (SFC:BHV442) 李原
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2018-06-13 | 2021-02-11 | Rep | Dealing in securities | 2018-06-13 | 2021-02-11 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2024-08-01 | |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2016-07-22 | 2018-02-27 | Rep | Dealing in securities | 2016-07-22 | 2018-02-27 |
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