Ma, Yi (SFC:BHX379) 馬毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2016-07-28 | 2018-07-31 | Rep | Dealing in securities | 2016-07-28 | 2018-07-31 |
| 2 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2018-08-21 | 2019-01-22 | RO | Advising on corporate finance | 2019-01-22 | 2020-04-30 | RO | Dealing in securities | 2019-10-29 | 2020-04-30 |
| 3 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2018-08-21 | 2019-10-30 | Rep | Advising on securities | 2018-10-26 | 2019-10-30 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2020-06-09 | 2020-09-30 |
| 5 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-05-14 | 2020-09-30 |
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