Wu, Yulu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-08-08 | Rep | Advising on corporate finance | 2020-08-24 | 2021-08-03 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2016-08-08 | 2020-08-24 | Rep | Automated trading services | 2019-08-01 | 2020-08-24 | Rep | Dealing in securities | 2019-08-01 | 2020-08-24 | Rep | Automated trading services | 2021-08-03 | Rep | Dealing in futures contracts | 2021-08-03 | Rep | Dealing in securities | 2021-08-03 |
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