Yu, Sheng (SFC:BHY362) 余声
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-08-09 | 2017-05-05 | Rep | Dealing in securities | 2016-08-09 | 2018-06-09 | Rep | Advising on corporate finance | 2017-05-05 | 2018-06-09 | Rep | Advising on securities | 2017-05-05 | 2018-06-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-31 | 2019-08-08 |
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