Hayes, Christopher John (SFC:BEB738)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-10-23 | 2018-01-22 | Rep | Dealing in securities | 2017-10-23 | 2018-01-22 | Rep | Dealing in futures contracts | 2018-07-26 | 2018-08-10 | Rep | Dealing in securities | 2018-07-26 | 2018-08-10 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-10-23 | 2018-01-22 | Rep | Dealing in securities | 2018-07-26 | 2018-08-10 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-08-26 | 2014-08-27 | Rep | Dealing in securities | 2016-08-09 | 2016-08-31 | Rep | Dealing in securities | 2016-11-18 | 2016-12-03 |
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