Qu, Yan (SFC:BHZ234) 曲妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-08-12 | 2018-06-29 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-08-12 | 2018-06-29 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-12-08 | |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2022-08-04 | Rep | Dealing in securities | 2022-08-04 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-24 | 2022-07-13 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-24 | 2022-07-13 | Rep | Advising on securities | 2019-10-08 | 2022-07-13 |
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