Guo, Shaoping 郭少平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | RO | Dealing in futures contracts | 2022-03-07 | |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-10-25 | 2021-11-08 | RO | Dealing in securities | 2021-11-08 | RO | Dealing in futures contracts | 2022-03-07 |
| 3 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-08-12 | 2019-09-24 | RO | Dealing in futures contracts | 2019-09-24 | 2021-09-10 |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-08-12 | 2019-09-24 | RO | Dealing in securities | 2019-09-24 | 2021-09-10 |
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