Chan, Siu Kwong 陳兆光

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2018-01-10 2019-01-28
Rep Advising on securities 2018-01-10 2019-01-28
2 CLSA LIMITED Rep Advising on securities 2018-01-10 2019-01-28
Rep Dealing in securities 2018-01-10 2019-01-28
3 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on corporate finance 2019-02-14
4 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2016-08-15 2017-12-20

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