Chan, Siu Kwong 陳兆光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-01-10 | 2019-01-28 | Rep | Advising on securities | 2018-01-10 | 2019-01-28 |
2 | CLSA LIMITED | Rep | Advising on securities | 2018-01-10 | 2019-01-28 | Rep | Dealing in securities | 2018-01-10 | 2019-01-28 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-02-14 | |
4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-15 | 2017-12-20 |
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