Ye, Zhijian 葉志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-05-15 | 2018-11-05 |
| 2 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2016-08-16 | 2018-11-05 | Rep | Dealing in securities | 2016-08-16 | 2018-11-05 |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-11-23 | 2019-01-03 |
| 4 | Hong Kong Rich & Fortune Assets Management Co., Limited | RO | Asset management | 2022-09-22 | |
| 5 | Hongkong Rich & Fortune Securities Co., Limited | Rep | Dealing in securities | 2019-02-04 | 2021-09-20 | Rep | Advising on securities | 2020-09-22 | 2021-09-20 | RO | Advising on securities | 2021-09-20 | RO | Dealing in securities | 2021-09-20 |
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