Lam, Pui Yan (SFC:BHV688) 林培人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANDS Financial Limited | Rep | Dealing in futures contracts | 2017-06-09 | 2018-09-30 |
| 2 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2016-08-16 | 2017-03-09 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-12-10 | Rep | Asset management | 2019-12-10 | Rep | Dealing in securities | 2019-12-10 | Rep | Advising on futures contracts | 2019-12-10 | 2022-07-27 | Rep | Dealing in futures contracts | 2019-12-10 | 2022-07-27 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-03-21 |
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