Law, Siu Cheong 羅肇昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NFH Asset Management Limited | Rep | Asset management | 2017-08-02 | 2021-04-20 | Rep | Advising on securities | 2017-08-02 | 2023-04-13 | RO | Asset management | 2021-04-20 | RO | Advising on securities | 2023-04-13 |
| 2 | NFH Securities and Futures Limited | Rep | Advising on futures contracts | 2017-08-02 | Rep | Dealing in futures contracts | 2017-08-02 | Rep | Dealing in securities | 2017-08-02 | 2023-04-13 | RO | Dealing in securities | 2023-04-13 |
| 3 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2016-08-17 | 2017-06-12 | Rep | Dealing in futures contracts | 2016-08-29 | 2017-06-12 |
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